KomplAIant

Total Customers

0

Active profiles

Pending Reviews

0

Awaiting documents

High Risk

0

Require attention

Verified

0

Fully verified

Docs & Reviews

0

All valid

Recent Customers

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No customers yet

Start by adding a new customer

Active Alerts

0 new

No alerts

All clear for now

All Customers

Manage and view all customer profiles

No customers found

1

Document Scan

2

Client Details

3

Screening

Step 1: Scan Identity Documents

Upload a passport, ID card or supporting document — client details will be extracted and pre-populated automatically

Supported Document Types

Passport

Name, DOB, Nationality, Passport #, Expiry, MRZ

Driver's Licence

Name, DOB, Address, Licence #, Category

Utility Bill

Name, Address, Provider, Account #, Issue Date

Bank Statement

Name, Address, Bank, Account #, Sort Code

Employment Letter

Name, Employer, Position, Salary, Start Date

Company Certificate

Company Name, Reg #, Incorporation, Jurisdiction

Drop documents here or click to upload

Supports: PDF, JPG, PNG · Max 10 MB each

Step 2: Customer Due Diligence

Collect the information required by FATF R.10, 6AMLD Art. 18 & FinCEN CDD Rule

KYC & KYB Framework

Select Customer Type

Natural Person

Private individual, self-employed, sole trader

Legal Entity

Company, partnership, trust, foundation, fund

Due Diligence Level * Per FATF R.10 — select based on customer risk

Purpose & Nature of Business Relationship * Why is the relationship being established?

1

Personal Identity

Full legal name, date and place of birth, nationality

Title

First Name *

Middle Name(s)

Last Name / Surname *

Previous / Maiden Name(s) Used for alias matching in sanctions screening

Date of Birth *

Place of Birth (City)

Country of Birth

Gender

Primary Nationality *

Second Nationality Dual citizenship (if any)

2

Identification Document

Government-issued photo ID verified in step 1

Document Type *

Document Number *

Issuing Country

Issue Date

Expiry Date *

National / Personal ID Number NI, SSN, NIF, personal code, etc.

Tax Identification Number (TIN)

3

Residential Address & Contact

Verified via utility bill or bank statement (≤ 3 months old)

Residential Address Line 1 *

Address Line 2

City *

Postal / ZIP Code

Country of Residence *

Email Address *

Mobile / Phone International format with country code

4

Employment, Source of Funds & Wealth

Required under FATF R.10 — origin of funds and wealth

Employment Status

Occupation / Job Title

Employer Name

Industry / Sector

Source of Funds (SOF) * Origin of the money used in this relationship

Source of Wealth (SOW) * How overall wealth was accumulated

Estimated Net Worth

Expected Transaction Range (annual)

5

Risk & Regulatory Disclosures

PEP, sanctions exposure, tax residency (FATCA / CRS)

Politically Exposed Person (PEP)

Are you, or have you been in the past 12 months, a PEP, family member or close associate of a PEP? (FATF R.12)

US Person for FATCA purposes?

Citizen, Green Card holder or tax resident of the United States

Sanctioned jurisdiction exposure?

Residence, business activity or assets in Russia, Belarus, Iran, Syria, North Korea, Myanmar, Cuba, Venezuela or similar

Adverse media or criminal history?

Any prior investigation, prosecution, conviction or regulatory action

Primary Tax Residency * OECD Common Reporting Standard

Additional Tax Residency

Cryptocurrency Wallet Address (optional) BTC, ETH or other — will be screened against OFAC SDN & blockchain analytics

1

Legal Identity

Registered name, legal form and identifiers

Legal / Registered Name *

Trading / Business Name If different from legal name

Legal Form *

Registration Number *

LEI (Legal Entity Identifier) 20-character ISO 17442 code

Country of Incorporation *

Date of Incorporation

Tax ID (TIN / EIN / VAT)

2

Registered Office & Operations

Principal place of business and industry sector

Registered Office Address *

City

Postal Code

Country

Principal Place of Business If different from registered office

Countries of Operation Comma-separated ISO codes / names

Industry Sector *

NAICS / SIC Code

Approximate Employees

Description of Business Activity *

3

Ultimate Beneficial Owners (UBO) · FATF R.24 · 6AMLD Art. 30

All natural persons owning/controlling ≥ 25% directly or indirectly

Entity is listed on a recognised stock exchange

UBO threshold may not apply — provide exchange & ticker below

Listing Exchange

Ticker Symbol

Parent Company

Ultimate Parent / Group Holding

Beneficial Owners

Will be verified against global UBO registries

4

Directors & Controllers

Board members, authorised signatories and senior management

Directors / Senior Managers Names separated by semicolons — each will be screened individually

Authorised Signatory Person authorised to operate the account

5

Source of Wealth & Expected Activity

Origin of funds, turnover and expected transaction volume

Source of Funds (SOF) *

Source of Wealth (SOW) *

Annual Turnover

Expected Transaction Volume (annual)

Email Address *

Corporate Phone

Crypto Treasury Wallet (optional)

6

Regulatory & Risk Disclosures

Regulator, tax residency, sanctions & PEP exposure

Regulated Financial Institution

Is the entity regulated as a bank, EMI, PI, IF, VASP, insurer, fund manager or DNFBP?

Regulator Name

Licence / Registration Number

Exposure to high-risk / sanctioned jurisdictions

Business, operations, customers or assets linked to FATF black/grey-list countries

UBO or director is a PEP

Any beneficial owner, director or officer classified as a PEP under FATF R.12

Adverse media or enforcement history

Prior regulatory action, litigation or negative news about the entity or its principals

Primary Tax Residency * OECD CRS

US Person (FATCA)?

Aligned with FATF 40 Rec. EU 6AMLD UK MLR 2017 US BSA / FinCEN CDD FATCA OECD CRS Wolfsberg ISO 37301

Step 3: Live Compliance Screening

Querying global sanctions, PEP, adverse media, dark web and blockchain intelligence in real-time...

SCANNING

Subject of Scan

—

Sources Queried

0

Records Scanned

0

Elapsed

0.0s

Clear

0

Review

0

Hits

0

Investigation Board

QID —

querying

clear

review

match

LIVE LINK ANALYSIS

0 NODES · 0 LINKS

SUBJECT

—

awaiting scan

Screening Channels

◉ OFAC SDN · UK OFSI · EU Consolidated · UN Security Council · OpenSanctions (100+ lists) · INTERPOL Red Notices · Wikidata PEP · OpenSanctions PEP · GDELT (65+ languages) · NewsAPI · SEC EDGAR · FCA Warning List · Companies House UK · OpenCorporates (180+ countries) · CourtListener · PACER/RECAP · RDAP/WHOIS · Wayback Machine · HaveIBeenPwned · Dehashed · IntelX Dark Web · Paste Sites · Telegram Monitoring · Ransomware Archives · Etherscan · Blockchain.info · TRM Labs · Chainalysis · OFAC Crypto List · ICIJ Offshore Leaks · Panama Papers · Paradise Papers · FinCEN Files · Twitter/X API v2 · Google CSE · NumVerify · Twilio Lookup

Composite Risk Score

--

out of 100

Relationship Network Visualization

Advanced Compliance Screening

Screen via manual search, client selection, or document OCR scan

Enter name, email, company, or identifier to screen

Phone Number (optional)

Wallet Address (optional)

Social Handle (optional)

Blockchain Analytics

Analyze cryptocurrency wallets and transactions

Compliance Alerts

Review and manage compliance alerts

No alerts

Compliance Report Generator

Generate Professional Compliance Reports with MLRO/Compliance Officer Sign-off

Report Configuration

Select Client

Report Type

Classification

Compliance Officer

MLRO (Money Laundering Reporting Officer)

Customer Risk Assessment (CRA)

GFSC/POCA 2015 Compliant 6-Factor Risk Scoring System

POCA 2015 & AMLGN Compliant

This risk assessment tool aligns with Gibraltar's Proceeds of Crime Act 2015 and the GFSC Anti-Money Laundering Guidance Notes. Scores are aggregated across 6 risk factors (1-10 each) to determine overall risk classification and required due diligence level.

Low Risk: 6-20

Medium Risk: 21-39

High Risk: 40-60

Client Information

Client Name *

Entity Type *

Assessment Date

1. Customer Type Risk

Score: -

2. Jurisdictional Risk

Score: -

3. Product/Service Risk

Score: -

4. Transaction Risk

Score: -

5. Source of Funds Risk

Score: -

6. Interface Risk

Score: -

Risk Assessment Summary

-

Total Score

(out of 60)

RISK CLASSIFICATION

PENDING

REQUIRED DUE DILIGENCE

Complete risk assessment to determine required CDD/EDD measures.

Customer

-

Jurisdiction

-

Product

-

Transaction

-

SOF

-

Interface

-

Source of Funds & Source of Wealth Workflow

GFSC-Compliant SOF/SOW Verification with Document Tracking

Client Selection

Select Client

Risk Level

-

EDD Required

-

Upload bank statements, payslips, or financial documents for auto-extraction

Source of Funds (SOF)

Where the funds for THIS transaction come from

Source of Wealth (SOW)

How the client accumulated their TOTAL wealth

Document Verification Checklist

Status: Not Started

Select SOF and SOW types above to generate document checklist

SOF/SOW Verification Memo

SOF/SOW Evidence Reference Guide

Source	Minimum Details Required	Additional Documentation
Employment Income	Annual income (last 2 years), Employer name, Nature of employer's business	Last 3 months' payslips, Employment contract, Tax return, Bank statement showing salary
Company Profits	Company name & jurisdiction, Profits (last 2 years), Principal activity	Latest accounts, Letter from regulated accountant
Inheritance	Received from, Relationship, Date received, Amount	Grant of Probate (with will), Solicitor's letter, Court Order
Property Sale	Property address, Date of sale, Amount received	Solicitor's letter, Estate agent letter, Completion contract
Company Sale	Company name & jurisdiction, Date of sale, Amount, Principal activity, Share of proceeds	Solicitor's letter, Accountant's letter, Media coverage
Sale of Shares	Company name & jurisdiction, Date received, How long held, Amount	Redemption certificate, Due diligence on company, History of relationship
Loan	Date of loan, Amount, Lender name, Whether secured	Certified loan agreement, Loan statements
Gift	Date received, Amount, Reason, Donor relationship	Letter from Donor, Donor ID verification, Donor's SOW evidence
Investments	Amount invested, Date, Length held	Contract notes, Bank statements, Portfolio statements, Accountant letter
Lottery/Betting	Date of win, Amount, Organisation paid out	Letter from Lottery/Casino, Bank statement showing receipt, Media coverage
Cryptocurrency	Date of sale, Total amount, Auditor report, DD on contributors	Blockchain address report, 12-month trading account statement

Enhanced Due Diligence (EDD) Workflow

POCA 2015 Compliant EDD Process for High-Risk Clients

EDD Triggers (Section 4.3 AMLGN)

High-Risk Jurisdictions (FATF Call for Action)

Politically Exposed Persons (PEPs)

Complex or Unusual Transactions

High-Net-Worth Individuals (HNWIs)

Non-Face-to-Face Clients

Anonymous or Incomplete Information

Clients Requiring EDD

0 Pending

No clients currently require EDD

Ongoing Monitoring

Risk-Based Client Review Schedule (Section 12, POCA 2015)

Review Schedule by Risk Level

12 Months

Low Risk Clients

Standard CDD Review

12 Months

Medium Risk Clients

CDD + EDD as needed

6 Months

High Risk Clients

Full EDD Review

Transaction Monitoring Thresholds

Low Risk £10,000+

Flag transactions exceeding threshold

Medium Risk £5,000+

Flag transactions exceeding threshold

High Risk £1,000+

Immediate review of all transactions

Reviews Due

0 Overdue 0 Due Soon

No reviews currently due

Add customers to see their review schedule

FATF Red Flag Indicators to Monitor

KB

Kayne Benteolo

Administrator · Rockstar GIB

Member since January 2024

Profile Settings

Full Name

Email Address

Company / Organisation

Role

Phone Number

Timezone

Change Password

Current Password

New Password

Confirm New Password

Notification Preferences

High-Risk Alerts

Immediate notification when a high-risk match is found

Screening Complete

Notify when a screening check finishes

Review Reminders

Remind when periodic reviews are due

Email Digest

Daily email summary of all activity

Danger Zone

Clear All Data

Permanently delete all customers, alerts, and screening history

Export All Data

Download a complete backup of all platform data

Platform Configuration

Organisation Name

Jurisdiction

Default Risk Model

Default Screening Depth

Session Timeout (minutes)

Data Retention Period

Feature Toggles

Dark Web Screening

Enable dark web intelligence sources

Blockchain Analytics

Enable blockchain wallet analysis

OCR Document Scanning

Enable AI document scanning for onboarding

Live Network Visualisation

Show real-time relationship web during screening

API & Integrations

Chainalysis API

Blockchain analytics integration

Connected

World-Check (Refinitiv)

PEP & sanctions screening

Connected

DarkOwl API

Dark web intelligence

Not Connected

Onfido / Veriff

Identity verification & OCR

Connected

User Management

Manage platform users and permissions

Audit Log

Track all platform activity and changes

Customer Questionnaire Inbox

Track and review questionnaires sent to customers — verify responses before adding to the customer file

Recent Customers

Active Alerts

All Customers

Step 1: Scan Identity Documents

Supported Document Types

OCR Extracted Data

Step 2: Customer Due Diligence

Step 3: Live Compliance Screening

Relationship Network Visualization

Advanced Compliance Screening

OCR Extracted Data

Screening Categories — select which checks to run

Screening Results

Blockchain Analytics

Compliance Alerts

Compliance Report Generator

Report Configuration

Customer Risk Assessment (CRA)

POCA 2015 & AMLGN Compliant

Client Information

1. Customer Type Risk

2. Jurisdictional Risk

3. Product/Service Risk

4. Transaction Risk

5. Source of Funds Risk

6. Interface Risk

Risk Assessment Summary

Source of Funds & Source of Wealth Workflow

Client Selection

Source of Funds (SOF)

Source of Wealth (SOW)

Document Verification Checklist

SOF/SOW Verification Memo

SOF/SOW Evidence Reference Guide

Enhanced Due Diligence (EDD) Workflow

EDD Triggers (Section 4.3 AMLGN)

Clients Requiring EDD

EDD Checklist Template

Identity & Background Verification

SOF/SOW & Business Purpose

Approvals & Documentation

Ongoing Monitoring

Ongoing Monitoring

Review Schedule by Risk Level

Transaction Monitoring Thresholds

Reviews Due

FATF Red Flag Indicators to Monitor

Kayne Benteolo

Profile Settings

Change Password

Notification Preferences

Danger Zone

Platform Configuration

Feature Toggles

API & Integrations

User Management

Audit Log

Customer Questionnaire Inbox